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Maritime Arrivals Reporting System (MARS)

The Maritime Arrivals Reporting System (MARS) is the first fully online system for ensuring vessels meet regulations relating to the risk of pests and diseases. MARS is widely embraced by the international shipping industry. Major benefits are clarity of Australia’s biosecurity regulations, transparency of penalties for noncompliance and an efficient clearance process for each vessel.

Innovation Summary

Innovation Overview

The online portal allows vessel masters and shipping agents to manage all aspects of biosecurity clearance in one place. Before MARS, they were required to submit and receive a large number of paper documents in a process that users reported as complex and onerous. This innovation solves an immense challenge for the Australian Government. Annually, Australia receives over 18,000 international vessel arrivals. These include bulk carriers loading iron ore in the Pilbara region of Western Australia, car carriers delivering new and used vehicles to our capital cities and container vessels importing over 2.6 million containers each year. International vessels pose a number of risks to Australia’s unique biosecurity status. Vessels must carry ballast water to improve stability, balance, and trim. This water, unless managed appropriately, can introduce a range of exotic marine pests impacting Australia’s $2.7 billion fisheries industry as well as introducing significant environmental and social amenity threats.

Vessel arrivals can also introduce pests not found in Australia, such as Asian Gypsy Moth and Burnt Pine Longicorn, which could devastate our $2 billion forestry industry. The Department of Agriculture and Water Resources has over 100 staff across 70 ports in Australia. The infrastructure and operations at each of these ports are radically different and impact how the biosecurity risk is managed. In some of the more remote locations, officers are required to travel, sometimes taking several days, to the port to conduct inspections. Effective communication is essential to ensuring biosecurity risk is managed appropriately and is a key issue in the maritime pathway. Vessel masters rarely speak English as a first language and must be fluent in multiple languages to work with their crew and visit global ports. This language barrier is compounded by Australia having one of the most comprehensive biosecurity requirements in the world. MARS has replaced the 20-year-old Vessel Management System (VMS).

The constraints of VMS increasingly required manual workarounds to manage the biosecurity risk of international vessel arrivals effectively. This led to regional variations in the service we provided that negatively impacted client experience. Through the delivery of a new technological platform, the MARS project has redefined the biosecurity clearance of maritime vessels, delivered an improved and more consistent experience for clients, and enabled a range of innovative policies that significantly strengthens the department’s capability to protect Australia’s unique pest and disease status. The introduction of MARS has resulted in a more transparent, efficient and effective system, and delivered significant improvement in the biosecurity risk management of vessels.

The department estimates that MARS saves $6.6 million per annum including

• $4.18 million per annum in cost reductions for the industry as a result of fewer physical vessel inspections under the Vessel Compliance Scheme

• $1.34 million per annum in industry savings due to the automated processing of ballast water applications

• $321,000 in cost reductions as a result of a more streamlined inspection process

• 2,000 hours of time saved in the MNCC due to no longer processing pre-arrival reports, allowing increased time for risk-based targeting and help desk support.

Agents have realized significant productivity improvements as a result of MARS. The application lodgement and service request process reduces double handling of applications by ensuring all information is collected at the time of submission. Agents are also able to track applications and service requests through the MARS interface and download copies of the latest BSD. This has improved the client experience by providing access to key information. For the department, the introduction of MARS has also led to a significant productivity increase. The pre-arrival process has resulted in savings for the MNCC, who can focus on vessels requiring additional assistance.

Further, because officers are able to complete the inspection on board, 15 to 30 minutes are being saved in each inspection. This activity was previously not cost recoverable, as a result, MARS is increasing the proportion of officer time available to be cost recovered. Finally, MARS is making the department’s goal of workforce integration and staff mobility easier by removing the need for officers to return to the office to process inspection results. This enables the department to improve the client experience through improved response times and reduced overheads.

Innovation Description

What Makes Your Project Innovative?

Innovation in MARS can be divided broadly into the submission of applications, automated issuance of directions, paperless inspection process and automated invoicing of agents. MARS has delivered a range of innovations for officers, masters, and agents across the maritime pathway. These innovations have ranged from incremental policy changes enabled by the system to the radical innovations of the Biosecurity Status Document (BSD) and Vessel Compliance Scheme (VCS). BSD The development of MARS identified that the format and number of directions issued by the department, as well as the comprehension level required, hindered masters understanding the biosecurity message and their role in preventing the spread of pests and disease. MARS has revolutionized the way the department communicates with the shipping industry by introducing the BSD. The BSD is the single point of reference for all biosecurity-related directions, separated into each functional area of clearance with a traffic lights status display. BSD is a novel innovation in two ways.

Firstly, the use of traffic lights to indicate the status of each section is unique in the maritime pathway and greatly improves compliance as masters intuitively understand the meaning of the traffic lights. The traffic lights on the BSD have facilitated discussion between masters and officers about how to comply with the department’s requirements and is quickly becoming an iconic document in the maritime pathway. The VCS is an innovative new scheme that matches rewarding compliance with complete transparency over requirements. Historically vessel masters wanted to comply but did not have the tools to do so. The VCS introduced a demerit-based system, unique in the Australian maritime space, where a list of all issues and their associated demerit points are published.

All vessels receive a demerit action for each issue found on board, which is recorded and discussed with the master. Vessels with three or more voyages over 12 months are then eligible for a 60 percent reduction in physical inspections if they receive under 10 points in any one voyage or under 20 points over three voyages. The initial data indicates that in the first six months of MARS, the VCS has reduced physical inspections by six percent over the previous scheme and feedback from officers indicates that masters are more aware of the department’s requirements.

What is the current status of your innovation?

The process for vessels to announce the arrival in Australia to Biosecurity was paper-based, repetitive and provided a poor client and stakeholder experience. Vessel masters often stated that they didn't understand how to comply with Australia's Biosecurity requirements and subsequently found themselves attracting penalties. It was decided that compliance and biosecurity outcomes could be better achieved if a client/user-oriented approach was taken. The first goal was to provide a paperless process for clients and stakeholders and the second was to provide masters and agents with an easily understandable compliance status (the 'traffic lights' and demerits process).

The Maritime industry was consulted very early on to test the concept and once they showed approval, the project was scoped, funded and developed by the Australian Department of Agriculture and Water Resources. Success and failure have been determined by the significant financial savings for both Government and Industry, by the significant productivity savings for the department and agents, and by increased compliance rates as masters can see the requirements more easily and judge where they may have issues by the red or amber 'traffic light'. Other government agencies are looking to use the format of MARS for their compliance-related systems. The system itself is also being extended to other vessel types in Australia.

Innovation Development

Collaborations & Partnerships

The collaboration was key to this innovation: The ICT area worked very closely with the business to understand what was needed and build the system. Their collaboration efforts were key to bringing the ideas to reality and is a great example of how projects should be developed and delivered. A key contributor to this project being delivered successfully was the strong management support provided across the department.

The project staff and very talented business analysts were given the authority and autonomy required for true innovation to be achieved. The efforts of the subject matter experts and all vessel inspectors from the operational areas should be recognized. By bringing the on-ground experience to the project they contributed greatly to its success. The openness of officers in adapting to the change is a great example to all project. Lastly, the advice and openness of the maritime stakeholders provided a valuable sounding board and a depth of experience that was invaluable.

Users, Stakeholders & Beneficiaries

The team leads the project in a collaborative co-design manner that produced significant results in the way the change was managed and communicated to staff. It really is a gold standard example of managing change and was achieved through the collaborative efforts across the department with communications, training and finance staff. External stakeholders had recurring involvement at the critical decision and design points. They understood the vision from the start and guided the design process from their point of view. The interaction of all members of the project including stakeholders, partners, project team and interested observers all impacted positively on the project. The final project was business ready and user uptake was beyond expectations from day one. User experience surveys have consistently provided results that say the new system is easier to understand and has taken much of the uncertainty away.

Innovation Reflections

Results, Outcomes & Impacts

The department estimates that MARS has saved $6 million in the first year, including:

• $4.18 million per annum in cost reductions for the industry as a result of fewer physical vessel inspections under the Vessel Compliance Scheme.

• $1.34 million per annum in industry savings due to the automated processing of ballast water applications.

•$321,000 in cost reductions as a result of a more streamlined inspection process.

• 2,000 hours of time saved in the Maritime National Coordination Centre who is no longer processing pre-arrival reports, allowing increased time for risk-based targeting and help desk support. Further savings are expected as all vessel types are moved into the system.

Challenges and Failures

There were some project setbacks around scope and funding but these were easily managed by rescoping and budgeting. Beyond that, there have been few challenges.

Conditions for Success

Good management, good leadership, the acceptance and embracing of innovation.

Replication

There is great potential. The department has already been approached by other government agencies and other business sectors who would like to explore its use in their areas. Many government regulators have similar situations of a need for complex or unique regulations to be understood by infrequent users or users with little host country language skills.

Lessons Learned

The greatest lesson is that of project focus. We approached the project from a completely different perspective from the way, we would usually - from the client's rather than the departments.

Anything Else?

The innovation has been awarded the Institute for Public Administration Australia Innovation award for 2017.

Year: 2016
Level of Government: National/Federal government

Status:

  • Diffusing Lessons - using what was learnt to inform other projects and understanding how the innovation can be applied in other ways

Innovation provided by:

Date Published:

27 May 2017

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